Tag Archives: Private equity
A Storm is Coming: PE Funds Fall Under Reg D 506
By David Drake In spite of prior delays, on August 29, 2012, the Securities and Exchange Commission finally issued its first proposals for rules under the Jobs Act that would relax general solicitation for accredited investors. Signed into law on April 5 2012, the Jumpstart Our Business Start-ups (JOBS) Act makes revolutionary changes to federal security laws that are over […]
Hedge Fund Regulation: It’s Back!
Reposted from “Hedge Fund Regulation: It’s Back” on the Intralinks.com Blog. And this time it’s taking private equity and venture capital with it. First, let’s quickly rewind to 2006, when hedge funds throughout the U.S. were completing their ADV and implementing technology to retain their e-mails and documents. At the time, they were anticipating having to register with the SEC […]
What is the difference between hedge fund capital introduction and third party marketing?
This is a re-post of the original article from Evan Rapoport’s Capital Introduction Blog I often hear the terms Capital Introduction and Third Party Marketing used interchangeably. They actually however, represent two different services within the hedge fund asset gathering space. Capital Introduction is a service usually provided by hedge fund prime brokers. The biggest teams coming from the largest […]
Investment Outlook 2014: Are you Ready to Race with Stallions?
By David Drake, The Soho Loft The year 2014 will be full of change and innovation in the finance and investing landscape as many newcomers will enter the game of finance. Here are some of the changes and trends that we see for the year 2014: 1. JOBS Act SEC will try to make it clear for investors whether an […]