Tag Archives: Regulation S-P


SEC Proposes Revisions to Regulation S-P and Expansion of Customer Privacy Requirements

On March 4, 2008, the Securities and Exchange Commission (SEC) announced proposed changes to Regulation S-P (“Reg S-P”), the regulation governing the privacy and protection of customer information. A copy of the proposing release is available on the SEC’s website at www.sec.gov/rules/proposed.shtml. If adopted as proposed, the changes, designed to enhance the protection of customers’ nonpublic personal information, will undoubtedly […]