Tag Archives: arthur samberg


Report: Pequot Capital Management, founder Samberg receive SEC Wells notices

August 13, 2009 : Permalink

News1130.com – The Securities and Exchange Commission is continuing its investigation of possible insider trading involving hedge fund Pequot Capital Management and its founder Arthur Samberg, according to a letter to investors obtained by The Wall Street Journal. The SEC […]

Reputation beats returns at hedge fund Pequot

May 29, 2009 : Permalink

Reuters – Hedge fund industry icon Arthur Samberg’s startling decision to shut Pequot Capital shows how a firm’s reputation matters as much as its returns. For decades Samberg, who founded Pequot more than two decades ago, delivered strong performance no […]

Hedge fund Pequot closing as probe back in spotlight

May 28, 2009 : Permalink

Boston Globe – Prominent hedge fund firm Pequot Capital told investors on Wednesday it will shut down because of a reopened government probe into possible insider trading. "Public disclosures about the continuing investigation have cast a cloud over the firm […]

Samberg’s Pequot Said to Face New SEC Insider-Trading Inquiry

January 8, 2009 : Permalink

Bloomberg – The U.S. Securities and Exchange Commission opened a new investigation into whether Pequot Capital Management Inc., the hedge fund run by Arthur Samberg, illegally profited in 2001 by tapping inside information on Microsoft Corp., two people familiar with […]