{"id":26198,"date":"2011-11-23T08:24:53","date_gmt":"2011-11-23T13:24:53","guid":{"rendered":"http:\/\/www.hedgeco.net\/news\/?p=26198"},"modified":"2011-11-23T08:25:30","modified_gmt":"2011-11-23T13:25:30","slug":"fsa-fines-hedge-fund-compliance-officer","status":"publish","type":"post","link":"https:\/\/hedgeco.net\/news\/11\/2011\/fsa-fines-hedge-fund-compliance-officer.html","title":{"rendered":"FSA fines hedge fund compliance officer"},"content":{"rendered":"<p>Banking\u00a0Business Review &#8211; The Financial Services Authority (FSA) has fined hedge fund compliance officer Sandradee Joseph \u00a314,000 for failing to act with due skill, care and diligence.<\/p>\n<p>FSA has also banned Joseph from performing any significant influence function in regulated financial services for breaching Principle 6 of the FSA&#8217;s Statements of Principle for Approved Persons.<\/p>\n<p><a href=\"http:\/\/assetmanagement.banking-business-review.com\/news\/fsa-fines-hedge-fund-compliance-officer-231111\" target=\"_blank\"><strong>Read Complete Article<\/strong><\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Banking\u00a0Business Review &#8211; The Financial Services Authority (FSA) has fined hedge fund compliance officer Sandradee Joseph \u00a314,000 for failing to act with due skill, care and diligence. FSA has also banned Joseph from performing any significant influence function in regulated [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"open","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[4],"tags":[],"class_list":["post-26198","post","type-post","status-publish","format-standard","hentry","category-syndicated"],"_links":{"self":[{"href":"https:\/\/hedgeco.net\/news\/wp-json\/wp\/v2\/posts\/26198","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/hedgeco.net\/news\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/hedgeco.net\/news\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/hedgeco.net\/news\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/hedgeco.net\/news\/wp-json\/wp\/v2\/comments?post=26198"}],"version-history":[{"count":3,"href":"https:\/\/hedgeco.net\/news\/wp-json\/wp\/v2\/posts\/26198\/revisions"}],"predecessor-version":[{"id":26201,"href":"https:\/\/hedgeco.net\/news\/wp-json\/wp\/v2\/posts\/26198\/revisions\/26201"}],"wp:attachment":[{"href":"https:\/\/hedgeco.net\/news\/wp-json\/wp\/v2\/media?parent=26198"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/hedgeco.net\/news\/wp-json\/wp\/v2\/categories?post=26198"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/hedgeco.net\/news\/wp-json\/wp\/v2\/tags?post=26198"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}