New York (HedgeCo.net) – \u00a0– The attorneys and securities compliance consultants with hedge fund law firm of Warner Norcross & Judd LLP have launched a blog for broker-dealers, investment advisers and private investment funds.<\/p>\n
The new blog, Compliance Corner, alerts clients and friends to current developments in federal, state and Financial Industry Regulation Authority, or FINRA, securities regulation, litigation and enforcement developments.\u00a0 Compliance Corner also provides compliance tips, legal summaries and information about best practices.<\/p>\n
\u201cCompliance Corner provides important updates from the Securities and Exchange Commission, FINRA, state securities regulators and other government agencies affecting our clients, often warranting prompt action,\u201d said Shane B. Hansen, co-chair of the practice group.\u00a0 \u201cOur goal is to anticipate our clients\u2019 compliance questions and help ease the headaches that regulatory changes can cause.\u00a0 Our experienced attorneys and senior securities compliance consultants provide services to a wide range of clients subject to broker-dealer, investment adviser and private fund regulations.\u00a0 The blog serves as an additional resource to communicate important changes.\u201d<\/p>\n
Warner\u2019s Broker-Dealer and Investment Adviser Practice Group is the largest in the state and among the largest in the Midwest.\u00a0 Warner\u2019s securities attorneys have extensive experience representing broker-dealers, investment advisers and private investment fund advisers of all sizes through the complete spectrum of securities regulation, litigation and enforcement issues.\u00a0 The group\u2019s experience includes formations, policies and procedures, contracts, compliance testing, mock audits, employment-related issues, acquisitions, sales and wind-ups.\u00a0 The law firm provides legal and compliance services to clients throughout the United States.<\/p>\n