{"id":40829,"date":"2014-02-26T06:14:03","date_gmt":"2014-02-26T11:14:03","guid":{"rendered":"http:\/\/www.hedgeco.net\/news\/?p=40829"},"modified":"2014-02-26T06:14:03","modified_gmt":"2014-02-26T11:14:03","slug":"hedge-funds-wrestle-with-employee-personal-account-trading-conflicts","status":"publish","type":"post","link":"https:\/\/hedgeco.net\/news\/02\/2014\/hedge-funds-wrestle-with-employee-personal-account-trading-conflicts.html","title":{"rendered":"Hedge Funds Wrestle with Employee Personal Account Trading Conflicts"},"content":{"rendered":"<p>Forbes &#8211; Trading ahead of client accounts. Insider trading. Breach of fiduciary duty.<\/p>\n<p>These were just some of the concerns that the SEC had when it adopted the\u00a0requirement for\u00a0investment advisers to establish policies to monitor employee personal trading\u00a0in 2004.\u00a0 While seemingly straightforward, in the decade since the adoption of SEC Rule 204A-1, investment advisers still struggle to find the right balance of policy, procedure and cost in meeting the Rule\u2019s requirements.<\/p>\n<p><a href=\"http:\/\/www.forbes.com\/sites\/judygross\/2014\/02\/25\/hedge-funds-wrestle-with-employee-personal-account-trading-conflicts\/\" target=\"_blank\"><strong>Read Complete Article<\/strong><\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Forbes &#8211; Trading ahead of client accounts. Insider trading. Breach of fiduciary duty. These were just some of the concerns that the SEC had when it adopted the\u00a0requirement for\u00a0investment advisers to establish policies to monitor employee personal trading\u00a0in 2004.\u00a0 While [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"open","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[4],"tags":[],"class_list":["post-40829","post","type-post","status-publish","format-standard","hentry","category-syndicated"],"_links":{"self":[{"href":"https:\/\/hedgeco.net\/news\/wp-json\/wp\/v2\/posts\/40829","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/hedgeco.net\/news\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/hedgeco.net\/news\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/hedgeco.net\/news\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/hedgeco.net\/news\/wp-json\/wp\/v2\/comments?post=40829"}],"version-history":[{"count":1,"href":"https:\/\/hedgeco.net\/news\/wp-json\/wp\/v2\/posts\/40829\/revisions"}],"predecessor-version":[{"id":40830,"href":"https:\/\/hedgeco.net\/news\/wp-json\/wp\/v2\/posts\/40829\/revisions\/40830"}],"wp:attachment":[{"href":"https:\/\/hedgeco.net\/news\/wp-json\/wp\/v2\/media?parent=40829"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/hedgeco.net\/news\/wp-json\/wp\/v2\/categories?post=40829"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/hedgeco.net\/news\/wp-json\/wp\/v2\/tags?post=40829"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}