{"id":89202,"date":"2024-08-29T00:17:09","date_gmt":"2024-08-29T04:17:09","guid":{"rendered":"https:\/\/www.hedgeco.net\/news\/?p=89202"},"modified":"2024-08-28T23:39:23","modified_gmt":"2024-08-29T03:39:23","slug":"sound-point-pays-1-8m-to-settle-sec-charges","status":"publish","type":"post","link":"https:\/\/hedgeco.net\/news\/08\/2024\/sound-point-pays-1-8m-to-settle-sec-charges.html","title":{"rendered":"Sound Point pays $1.8m to settle SEC charges"},"content":{"rendered":"\n<p>(Hedgeweek) <em><strong>Sound Point Capital Management has agreed to pay $1.8m to settle SEC charges that it failed to establish, maintain and enforce written policies and procedures for handling material nonpublic information in its trades of collateralised loan obligations.<\/strong><\/em><\/p>\n\n\n\n<p><a href=\"https:\/\/www.hedgeweek.com\/sound-point-pays-1-8m-to-settle-sec-charges\/\">To read this article:<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>(Hedgeweek) Sound Point Capital Management has agreed to pay $1.8m to settle SEC charges that it failed to establish, maintain and enforce written policies and procedures for handling material nonpublic information in its trades of collateralised loan obligations. To read [&hellip;]<\/p>\n","protected":false},"author":4,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[4],"tags":[],"class_list":["post-89202","post","type-post","status-publish","format-standard","hentry","category-syndicated"],"_links":{"self":[{"href":"https:\/\/hedgeco.net\/news\/wp-json\/wp\/v2\/posts\/89202","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/hedgeco.net\/news\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/hedgeco.net\/news\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/hedgeco.net\/news\/wp-json\/wp\/v2\/users\/4"}],"replies":[{"embeddable":true,"href":"https:\/\/hedgeco.net\/news\/wp-json\/wp\/v2\/comments?post=89202"}],"version-history":[{"count":1,"href":"https:\/\/hedgeco.net\/news\/wp-json\/wp\/v2\/posts\/89202\/revisions"}],"predecessor-version":[{"id":89203,"href":"https:\/\/hedgeco.net\/news\/wp-json\/wp\/v2\/posts\/89202\/revisions\/89203"}],"wp:attachment":[{"href":"https:\/\/hedgeco.net\/news\/wp-json\/wp\/v2\/media?parent=89202"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/hedgeco.net\/news\/wp-json\/wp\/v2\/categories?post=89202"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/hedgeco.net\/news\/wp-json\/wp\/v2\/tags?post=89202"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}