{"id":90406,"date":"2025-01-14T02:00:35","date_gmt":"2025-01-14T07:00:35","guid":{"rendered":"https:\/\/www.hedgeco.net\/news\/?p=90406"},"modified":"2025-01-14T01:56:39","modified_gmt":"2025-01-14T06:56:39","slug":"robinhood-charged-with-securities-violations-and-a-45-million-penalty","status":"publish","type":"post","link":"https:\/\/hedgeco.net\/news\/01\/2025\/robinhood-charged-with-securities-violations-and-a-45-million-penalty.html","title":{"rendered":"Robinhood Charged with securities violations, and a $45 million penalty"},"content":{"rendered":"\n<p>(CNBC) <\/p>\n\n\n\n<p>Two\u00a0<a href=\"https:\/\/www.cnbc.com\/quotes\/HOOD\/\">Robinhood<\/a>\u00a0broker-dealers agreed to pay $45 million in combined penalties to settle\u00a0<a rel=\"noreferrer noopener\" href=\"https:\/\/www.sec.gov\/files\/litigation\/admin\/2025\/34-102170.pdf\" target=\"_blank\">administrative charges<\/a>\u00a0by the\u00a0<a rel=\"noreferrer noopener\" href=\"https:\/\/www.sec.gov\/newsroom\/press-releases\/2025-5?utm_medium=email&amp;utm_source=govdelivery\" target=\"_blank\">Securities and Exchange Commission<\/a>\u00a0that they violated more than 10 separate securities law provisions related to their brokerage operations.<\/p>\n\n\n\n<p><a href=\"https:\/\/www.cnbc.com\/2025\/01\/13\/robinhood-sec-charges-45-million-penalty.html\">To read this article:<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>(CNBC) Two\u00a0Robinhood\u00a0broker-dealers agreed to pay $45 million in combined penalties to settle\u00a0administrative charges\u00a0by the\u00a0Securities and Exchange Commission\u00a0that they violated more than 10 separate securities law provisions related to their brokerage operations. To read this article:<\/p>\n","protected":false},"author":4,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[4],"tags":[],"class_list":["post-90406","post","type-post","status-publish","format-standard","hentry","category-syndicated"],"_links":{"self":[{"href":"https:\/\/hedgeco.net\/news\/wp-json\/wp\/v2\/posts\/90406","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/hedgeco.net\/news\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/hedgeco.net\/news\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/hedgeco.net\/news\/wp-json\/wp\/v2\/users\/4"}],"replies":[{"embeddable":true,"href":"https:\/\/hedgeco.net\/news\/wp-json\/wp\/v2\/comments?post=90406"}],"version-history":[{"count":1,"href":"https:\/\/hedgeco.net\/news\/wp-json\/wp\/v2\/posts\/90406\/revisions"}],"predecessor-version":[{"id":90407,"href":"https:\/\/hedgeco.net\/news\/wp-json\/wp\/v2\/posts\/90406\/revisions\/90407"}],"wp:attachment":[{"href":"https:\/\/hedgeco.net\/news\/wp-json\/wp\/v2\/media?parent=90406"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/hedgeco.net\/news\/wp-json\/wp\/v2\/categories?post=90406"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/hedgeco.net\/news\/wp-json\/wp\/v2\/tags?post=90406"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}