Hedge Fund Registry, Swap Block Trading, ‘Rascals’: Compliance

Bloomberg – The U.S. Securities and Exchange Commission proposed requiring hedge funds and private-equity funds to submit to inspections and new disclosure requirements, aiming to expand oversight as required by the Dodd-Frank law.

SEC commissioners voted 4-1 Nov. 19 to approve a preliminary rule requiring most hedge-fund managers, who currently operate with limited government scrutiny, to register with the agency.

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