Hedge Fund Compliance
Find top-rated compliance offering professional services for hedge funds, private equity, and alternative investment funds.
34 Providers Found
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Gold Member
Wade Quinn
, NRS
About NRS
Owned by the RELX Group, National Regulatory Services (NRS) is part of Accuity, the global standard for payment efficiency and compliance solutions. NRS is the US leader in compliance and registration products and services for investment advisers, broker-dealers, hedge funds and investment companies.
NRS has the practical expertise, proven capability and unparalleled reach to deliver integrated and effective compliance solutions to a wide range of users within the financial services industry. NRS delivers these solutions through three interrelated offerings – comprehensive education including conferences, certifications, and securities licensing exam prep, best-in-class technology including our ComplianceGuardian, ComplianceMAX and Blue Sky Solutions system and expert consulting services including General Compliance Consulting, packaged programs and registration services – enabling our clients to meet their regulatory requirements and minimize risk.
For more information, visit www.nrs-inc.com or follow us on LinkedIn and Twitter.
NRS has the practical expertise, proven capability and unparalleled reach to deliver integrated and effective compliance solutions to a wide range of users within the financial services industry. NRS delivers these solutions through three interrelated offerings – comprehensive education including conferences, certifications, and securities licensing exam prep, best-in-class technology including our ComplianceGuardian, ComplianceMAX and Blue Sky Solutions system and expert consulting services including General Compliance Consulting, packaged programs and registration services – enabling our clients to meet their regulatory requirements and minimize risk.
For more information, visit www.nrs-inc.com or follow us on LinkedIn and Twitter.
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Gold Member
Guy F. Talarico
, CEO and Founder
About Alaric Compliance Services, LLC
Alaric Compliance Services, LLC
provides independent compliance solutions to registered and unregistered investment advisors, registered investment companies, private equity firms,
business development companies, hedge funds and broker-dealers with AUMs ranging from $150 million to $110 billion. Our services include:
Independent Chief Compliance Officers (CCOs)
Monitoring and Testing Services
SEC Mock Examinations
Compliance Consulting Services
SEC Registration Services
Since our formation in 2004, Alaric has become a leading provider of independent chief compliance officers with assets under compliance
supervision of over $200 billion. Alaric also provides support to in-house CCOs through our comprehensive monitoring and testing program and
independent compliance consultations and evaluations, including SEC mock examinations. Headquartered in New York City, we have a regional office in
Chicago and staff based in Washington D.C. and Los Angeles.
Gold Member
Matthew A. Swendiman
, Chief Executive Officer
About Graydon Compliance Solutions
Graydon Compliance Solutions lifts the burden of regulatory compliance so that you can focus on growing your business. GCS’s services include an Outsourced Chief Compliance Officer (CCO) solution, a Compliance Program Administrative option, and individual project assistance for one-time or recurring projects that arise.
Adviser Compliance Associates
Damon Zappacosta, Adviser Compliance Associates
202-955-5800
Washington, DC
Alaric Compliance Services LLC
Melissa Talarico, Director
1-888-243-2448
New York, New York
Alternative Fund Consulting
gary mair, Partner
4847161249
Wayne, PA
Baker & Hostetler, LLP
Richard Levin, Counsel
303-764-4010
Denver, CO
Barclay Simpson Executive Seach Inc.
Benjamin Ellison, Senior Associate: compliance
(212) 786 7486
New York, New York
Big Cloud Vapor Bar
John Vapor, Owner
6044288273
Burnaby, British Columbia
Compliance Exchange Group
Christopher Driscoll, CEO
(646) 849-5370
Hauppauge, NY